POLICY LETTER: November 5, 2013 to Buckley Hugo
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esktop/DOE_Logo_small.gif" * MERGEFORMAT United States Department of EducationOffice of Special Education And Rehabilitative ServicesNovember 5, 2013Buckley J. HugoMidcoast Advocacy2 Sandy Ridge RoadBrunswick, Maine 04011Dear Mr. Hugo:This is in response to your letter to me regarding criteria used in the State of Maine to identify children with specific learning disabilities. I apologize for the delay in responding. You raise two issues in your letter. First, you raise a concern that Maine Unified Special Education Regulations (MUSER) at VII.2.L(2)(a) is inconsistent with the Individuals with Disabilities Education Act (IDEA) Part B requirement in 34 CFR 300.307, regarding specific learning disabilities (SLD). Second, you raise a concern about the required use of Maine Department of Education's Learning Disability Evaluation Report (LDR) when determining if a child has an SLD as defined in 34 CFR 300.8(c)(10). The Office of Special Education Programs (OSEP) provides the following responses.MUSER Provisions Regarding SLDUnder 34 CFR 300.307, a State must adopt, consistent with 34 CFR 300.309, criteria for determining whether a child has an SLD as defined in 34 CFR 300.8(c)(10). In addition, the criteria adopted by the State: (1) must not require the use of a severe discrepancy between intellectual ability and achievement for determining whether a child has an SLD; (2) must permit the use of a process based on the child's response to scientific, research-based intervention; and (3) may permit the use of other alternative research-based procedures for determining whether a child has an SLD. The Department has interpreted these criteria to mean that a State may prohibit or make optional but must not require the use of severe discrepancy in SLD determinations. 71 Fed. Reg. 46540, 4664647, 46651 (Aug. 14, 2006). MUSER VII.2.L(2)(a) states that the individualized education program (IEP) Team may determine a child has an SLD if: 1) data indicate a response to general education intervention is not adequate; 2) the child scores 1.5 or more standard deviations below the mean for the child's age on tests in one area of psychological processing, or 1 or more standard deviations below the mean in two or more areas of psychological processing . . . ; and 3) for children in grades 4-12, the composite standardized score is no lower than 1.5 standard deviations below the mean on at least one index/scale of cognitive functioning . . . . Further, the preceding language in the heading states that [a]ll steps below are required. Therefore, it appears that the MUSER provisions quoted above would require that all three criteria need to be satisfied, and the second criterion, MUSER VII.2.L(2)(a)(ii), includes the use of a severe discrepancy in making SLD determinations. If this is an accurate interpretation of MUSER VII.2.L(2)(a), it would be inconsistent with 34 CFR 300.307(a)(1), because it would require the use of a severe discrepancy between intellectual ability and achievement for making an SLD determination. inconsistent with Maine's own regulation, in MUSER V.2.G(1), which states that a school administrative unit shall not be required to take into consideration whether a child has a severe discrepancy between achievement and intellectual ability in oral expression, listening comprehension, written expression, basic reading skill, reading comprehension, mathematical calculation, or mathematical reasoning. Our concern about MUSER is reinforced by what appear in Maine's LDR to be further inconsistencies with IDEA Part B requirements.Maine Department of Education's LDRIn conducting the evaluation of a child suspected of having an SLD, the requirements in 34 CFR 300.304300.311 apply. Specifically, a public agency must use a variety of assessment tools and strategies to gather relevant functional, developmental, and academic information about the child, including information provided by the parent, that may assist in determining whether the child is a child with a disability and the educational needs of the child. 34 CFR 300.304(b)(1). Additionally, a public agency must not rely on any single measure or assessment as the sole criterion for determining whether a child is a child with a disability and for determining an appropriate educational program for the child. 34 CFR 300.304(b)(2).According to Maine's LDR, if either MUSER VII.2.L(2)(a)(ii) or VII.2.L(2)(a)(iii) is not met, a student does not qualify for special education as a student with an SLD. Specifically, the LDR requires an IEP Team to determine that the criterion outlined in MUSER VII.2.L(2)(a)(ii) i.e., that a child score 1.5 standard deviations below the mean in at least one area of psychological processing or 1 standard deviation below the mean in two or more areas of psychological processing is satisfied in order for the child to qualify for special education as a student with an SLD as defined in 34 CFR 300.8(c)(10). The LDR also requires that the criterion in MUSER VII.2.L(2)(a)(iii) i.e., that a child in grades 4 through 12 obtains a composite standardized score no lower than 1.5 standard deviations below the mean on at least one index/scale of cognitive functioning is satisfied in order for the IEP Team to determine that a child in grades 4 through 12 has an SLD. Therefore, OSEP construes the LDR as using a single assessment here, a test of psychological processing or of cognitive functioning as the sole criterion for determining whether a child has an SLD. If this is an accurate interpretation of the LDR, it would be inconsistent with 300.304(b) for Maine to use such a form because it could result in children with SLD not being properly identified. As a result of the concerns discussed above regarding the relevant provisions of MUSER and the LDR, OSEP has had conversations with officials of the Maine Department of Education (MDE) and will work with the Maine State Director of Special Education to resolve this matter.Based on section 607(e) of the IDEA, we are informing you that our response is provided as informal guidance and is not legally binding, but represents an interpretation by the U.S. Department of Education of the IDEA in the context of the specific facts presented.Thank you for bringing this matter to our attention. If you have questions, please doesktop/DOE_Logo_small.gif" * MERGEFORMAT United States Department of EducationOffice of Special Education And Rehabilitative ServicesNovember 5, 2013Buckley J. HugoMidcoast Advocacy2 Sandy Ridge RoadBrunswick, Maine 04011Dear Mr. Hugo:This is in response to your letter to me regarding criteria used in the State of Maine to identify children with specific learning disabilities. I apologize for the delay in responding. You raise two issues in your letter. First, you raise a concern that Maine Unified Special Education Regulations (MUSER) at VII.2.L(2)(a) is inconsistent with the Individuals with Disabilities Education Act (IDEA) Part B requirement in 34 CFR 300.307, regarding specific learning disabilities (SLD). Second, you raise a concern about the required use of Maine Department of Education's Learning Disability Evaluation Report (LDR) when determining if a child has an SLD as defined in 34 CFR 300.8(c)(10). The Office of Special Education Programs (OSEP) provides the following responses.MUSER Provisions Regarding SLDUnder 34 CFR 300.307, a State must adopt, consistent with 34 CFR 300.309, criteria for determining whether a child has an SLD as defined in 34 CFR 300.8(c)(10). In addition, the criteria adopted by the State: (1) must not require the use of a severe discrepancy between intellectual ability and achievement for determining whether a child has an SLD; (2) must permit the use of a process based on the child's response to scientific, research-based intervention; and (3) may permit the use of other alternative research-based procedures for determining whether a child has an SLD. The Department has interpreted these criteria to mean that a State may prohibit or make optional but must not require the use of severe discrepancy in SLD determinations. 71 Fed. Reg. 46540, 4664647, 46651 (Aug. 14, 2006). MUSER VII.2.L(2)(a) states that the individualized education program (IEP) Team may determine a child has an SLD if: 1) data indicate a response to general education intervention is not adequate; 2) the child scores 1.5 or more standard deviations below the mean for the child's age on tests in one area of psychological processing, or 1 or more standard deviations below the mean in two or more areas of psychological processing . . . ; and 3) for children in grades 4-12, the composite standardized score is no lower than 1.5 standard deviations below the mean on at least one index/scale of cognitive functioning . . . . Further, the preceding language in the heading states that [a]ll steps below are required. Therefore, it appears that the MUSER provisions quoted above would require that all three criteria need to be satisfied, and the second criterion, MUSER VII.2.L(2)(a)(ii), includes the use of a severe discrepancy in making SLD determinations. If this is an accurate interpretation of MUSER VII.2.L(2)(a), it would be inconsistent with 34 CFR 300.307(a)(1), because it would require the use of a severe discrepancy between intellectual ability and achievement for making an SLD determination. inconsistent with Maine's own regulation, in MUSER V.2.G(1), which states that a school administrative unit shall not be required to take into consideration whether a child has a severe discrepancy between achievement and intellectual ability in oral expression, listening comprehension, written expression, basic reading skill, reading comprehension, mathematical calculation, or mathematical reasoning. Our concern about MUSER is reinforced by what appear in Maine's LDR to be further inconsistencies with IDEA Part B requirements.Maine Department of Education's LDRIn conducting the evaluation of a child suspected of having an SLD, the requirements in 34 CFR 300.304300.311 apply. Specifically, a public agency must use a variety of assessment tools and strategies to gather relevant functional, developmental, and academic information about the child, including information provided by the parent, that may assist in determining whether the child is a child with a disability and the educational needs of the child. 34 CFR 300.304(b)(1). Additionally, a public agency must not rely on any single measure or assessment as the sole criterion for determining whether a child is a child with a disability and for determining an appropriate educational program for the child. 34 CFR 300.304(b)(2).According to Maine's LDR, if either MUSER VII.2.L(2)(a)(ii) or VII.2.L(2)(a)(iii) is not met, a student does not qualify for special education as a student with an SLD. Specifically, the LDR requires an IEP Team to determine that the criterion outlined in MUSER VII.2.L(2)(a)(ii) i.e., that a child score 1.5 standard deviations below the mean in at least one area of psychological processing or 1 standard deviation below the mean in two or more areas of psychological processing is satisfied in order for the child to qualify for special education as a student with an SLD as defined in 34 CFR 300.8(c)(10). The LDR also requires that the criterion in MUSER VII.2.L(2)(a)(iii) i.e., that a child in grades 4 through 12 obtains a composite standardized score no lower than 1.5 standard deviations below the mean on at least one index/scale of cognitive functioning is satisfied in order for the IEP Team to determine that a child in grades 4 through 12 has an SLD. Therefore, OSEP construes the LDR as using a single assessment here, a test of psychological processing or of cognitive functioning as the sole criterion for determining whether a child has an SLD. If this is an accurate interpretation of the LDR, it would be inconsistent with 300.304(b) for Maine to use such a form because it could result in children with SLD not being properly identified. As a result of the concerns discussed above regarding the relevant provisions of MUSER and the LDR, OSEP has had conversations with officials of the Maine Department of Education (MDE) and will work with the Maine State Director of Special Education to resolve this matter.Based on section 607(e) of the IDEA, we are informing you that our response is provided as informal guidance and is not legally binding, but represents an interpretation by the U.S. Department of Education of the IDEA in the context of the specific facts presented.Thank you for bringing this matter to our attention. If you have questions, please do
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U
NITED STATES D EPARTMENT OF EDUCATION
O
FFICE OF SPECIAL EDUCATION A ND REHABILITATIVE
SERVICES
November 5, 2013
Buckley J. Hugo
Midcoast Advocacy
2 Sandy Ridge Road
Brun swick, Maine 04011
Dear Mr. Hugo:
This is in response to your letter to me regarding criteria used in the State of Maine to identify
children with specific learning disabilities. I apologize for the delay in responding. You raise
two issues in your le tter. First, you raise a concern that Maine Unified Special Education
Regulations (MUSER) at §VII.2.L(2)(a) is inconsistent with the Individuals with Disabilities
Education Act (IDEA) Part B requirement in 34 CFR §300.307, regarding specific learning
disa bilities (SLD). Second, you raise a concern about the required use of Maine Department of
Education’s Learning Disability Evaluation Report (LDR) when determining if a child has an
SLD as defined in 34 CFR §300.8(c)(10). The Office of Special Education P rograms (OSEP)
provides the following responses.
MUSER Provisions Regarding SLD
Under 34 CFR §300.307, a State must adopt, consistent with 34 CFR §300.309, criteria for
determining whether a child has an SLD as defined in 34 CFR §300.8(c)(10). In additi on, the
criteria adopted by the State: (1) must not require the use of a severe discrepancy between
intellectual ability and achievement for determining whether a child has an SLD; (2) must permit
the use of a process based on the child’s response to scie ntific, research-based intervention; and
(3) may permit the use of other alternative research -based procedures for determining whether a
child has an SLD. The Department has interpreted these criteria to mean that a State may
prohibit or make optional – but must not require – the use of severe discrepancy in SLD
determinations. 71 Fed. Reg. 46540, 46646–47, 46651 (Aug. 14, 2006).
MUSER §VII.2.L(2)(a) states that the individualized education program (IEP) Team may
determine a child has an SLD if: 1) data indicate a response to general education intervention is
not adequate; 2) the child scores “1.5 or more standard deviations below the mean for the child’s
age on tests in one area of psychological processing, or 1 or more standard deviations below the
m ean in two or more areas of psychological processing . . . ”; and 3) for children in grades 4- 12,
the composite standardized score is “no lower than 1.5 standard deviations below the mean on at
least one index/scale of cognitive functioning . . . .” Further, the preceding language in the
heading states that “[a]ll steps below are required.” Therefore, it appears that the MUSER
provisions quoted above would require that all three criteria need to be satisfied, and the second
criterion, MUSER §VII.2.L(2)(a)(ii), includes the use of a severe discrepancy in making SLD
determinations. If this is an accurate interpretation of MUSER §VII.2.L(2)(a), it would be
inconsistent with 34 CFR §300.307(a)(1), because it would require the use of a severe
discrepancy betwe en intellectual ability and achievement for making an SLD determination.
Page 2 – Buckley J. Hugo
Further, this requirement appears to be inconsistent with Maine’s own regulation, in MUSER
§V.2.G(1), which states that a school administrative unit “shall not be required to take into
consideration whether a child has a severe discrepancy between achievement and intellectual
ability in oral expression, listening comprehension, written expression, basic reading skill,
reading comprehension, mathematical calculation, or mathematical reasoning.” Our concern
about MUSER is reinforced by what appear in Maine’s LDR to be further inconsistencies with
IDEA Part B requirements.
Maine Department of Education’s LDR
In conducting the evaluation of a child suspected of having an SLD, the re quirements in 34 CFR
§§300.304–300.311 apply. Specifically, a public agency must use a variety of assessment tools
and strategies to gather relevant functional, developmental, and academic information about the
child, including information provided by the parent, that may assist in determining whether the
child is a child with a disability and the educational needs of the child. 34 CFR §300.304(b)(1).
Additionally, a public agency must not rely on any single measure or assessment as the sole
criterion fo r determining whether a child is a child with a disability and for determining an
appropriate educational program for the child. 34 CFR §300.304(b)(2).
According to Maine’s LDR, if either MUSER §VII.2.L(2)(a)(ii) or §VII.2.L(2)(a)(iii) is not met,
a stud ent does not qualify for special education as a student with an SLD. Specifically, the LDR
requires an IEP Team to determine that the criterion outlined in MUSER §VII.2.L(2)(a)(ii) – i.e. ,
that a child score 1.5 standard deviations below the mean in at le ast one area of psychological
processing or 1 standard deviation below the mean in two or more areas of psychological
processing – is satisfied in order for the child to qualify for special education as a student with an
SLD as defined in 34 CFR §300.8(c)( 10). The LDR also requires that the criterion in MUSER
§VII.2.L(2)(a)(iii) – i.e. , that a child in grades 4 through 12 obtains a composite standardized
score no lower than 1.5 standard deviations below the mean on at least one index/scale of
cognitive fun ctioning – is satisfied in order for the IEP Team to determine that a child in grades 4
through 12 has an SLD. Therefore, OSEP construes the LDR as using a single assessment –
here, a test of psychological processing or of cognitive functioning – as the s ole criterion for
determining whether a child has an SLD. If this is an accurate interpretation of the LDR, it
would be inconsistent with §300.304(b) for Maine to use such a form because it could result in
children with SLD not being properly identified.
As a result of the concerns discussed above regarding the relevant provisions of MUSER and the
LDR, OSEP has had conversations with officials of the Maine Department of Education (MDE)
and will work with the Maine State Director of Special Education to resolve this matter.
Based on section 607(e) of the IDEA, we are informing you that our response is provided as
informal guidance and is not legally binding, but represents an interpretation by the U.S.
Department of Education of the IDEA in the context of the specific facts presented.
Page 3 – Buckley J. Hugo
Thank you for bringing this matter to our attention. If you have questions, please do not hesitate
to contact Jennifer Wolfsheimer at 202- 245-6090 or by email at Jennifer.Wolfsheimer@ed.gov.
Sincerely,
Melody Musgrove, Ed.D
Director
Office of Special Education Programs
c c: State Director of Special Education
TOPIC: LD Criteria
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