POLICY LETTER: January 18, 2017 to Lisa Pugh
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Topic Areas: Individualized Education Programs: Development/Review/Revision, Secondary and Postsecondary Transition
POLICY LETTER: January 18, 2017 to Lisa Pugh on Individualized Education Programs (Progress Reporting). (PDF)
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POLICY LETTER: January 18, 2017 to Lisa Pugh on Individualized Education Programs (Progress Reporting). (PDF)
UNITED STATES DEPARTMENT OF EDUCATION
OFFICE OF SPECIAL EDUCATION AND REHABILITATIVE SERVICES
January 18, 2017
Lisa Pugh
Public Policy Director
Wisconsin Disability Policy Partnership
Disability Rights Wisconsin
131 W. Wilson St reet, Suite 700
Madison, W isconsin 53703
Dear Ms. Pugh :
This letter responds to your July 14, 2016 correspondence to Ruth Ryder, Acting Director for the
Office of Special Education Programs (OSEP), U.S. Department of Education (Department) . In
that letter y ou requested guidance regarding the content of the progress reports required under 34
CFR §300.320(a)(3)(i) -(ii) , and how progress reports can and should address a transition- aged
child’s progress on appropriate measurable postsecondary goals. OSEP’s responses to your
questions are provided below. We regret the delay in responding.
Question: Should the reporting required in 34 CFR §300.320(a)(3) include the annua l transition
goals in 34 CFR §300.320(b)(1)?
Response: Each child’s individualized education program (IEP) must include a statement of
measurable annual goals, including academic and functional goals that are designed to meet the
child’s needs that result from the child’s di sability to enable the child to be involved in and make
progress in the general education curriculum, and to meet each of the child’s other educational
needs that result from the child’s disability. 34 CFR §300.320(a)(2). Each child’s IEP must also
include a description of how the child’s progress toward meeting the annual goals described in 34
CFR §300.320(a)(2) will be measured, and when periodic reports on the progress the child is
making toward meeting the annual goals (such as through the use of quarte rly or other periodic
reports, concurrent with the issuance of report cards) will be provided.
Beginning not later than the first IEP to be in effect when the child turns 16, or younger if
determined appropriate by the IEP Team , the IEP must include appropriate measurable
postsecondary goals based upon age appropriate transition assessments related to training,
education, employment, and where appropriate, independent living skills. Further, the IEP must
include transition services, including courses of study, needed to assist the child in reaching these
goals. Such transition services must relate to a type of instruction, related service, community
experience, development of employment and other post -school adult living objectives (and, if
appropriat e, acquisition of daily living skills), and provision of a functional vocational
evaluation. 34 CFR §300.43.
400 MARYLAND AVE., S.W. WASHINGTON, D.C. 20202 -2600
www.ed.gov
The Department of Education’s mission is to promote student achievement and prepar ation for global competiveness
by fostering educational excellence and ensuring equal access.
With respect to your specific question, we note that 34 CFR §300.320(a)(3) limits the periodic
progress reporting requirement in 34 CFR §300.320(a) (3) to the student’s progress on the annual
IEP goals described in 34 CFR §300.320(a)(2), which are the student’s academic and functional
goals, and does not specifically identify “postsecondary goals” as an area for which a public
agency must report stude nt progress. However, we assume that there would be a relationship
between the academic and functional goals of a transition -aged student and that student’s
postsecondary goals, and that it would be necessary for a public agency to report on a student’s
pr ogress in meeting postsecondary goals when reporting on the transition- aged student’s
progress in meeting related academic and functional goals. Therefore, OSEP believes that
periodic progress reporting for transition- aged students would need to address the child’s
progress in meeting postsecondary goals.
Question: Should the periodic report on the progress a child is making toward his or her annual
goals indicate the provision of required transition services as part of progress monitoring,
specifically for postsecondary goals?
Response: The Individuals with Disabilities Education Act (IDEA) periodic progress reporting
requirement in 34 CFR §300.320(a)(3) is limited to the child’s progress in meeting annual IEP
goals. In monitoring a student’s progress, the reporting requirement does not mandate periodic
progress reporting on the provision of required transition services or any other required services
included in a child’s IEP. In the Analysis of Comments and Changes that accompanies the
August 14, 2006 Final Part B regulations, the Department noted that the specific times that
progress reports are provided to parents and the specific manner and format in which a child’s
progress toward meeting the annual goals is reported is best left to State a nd local officials to
determine. 71 Fed. Reg. 46540, 46664 (Aug. 14, 2006). Thus, State educational agencies and
their local educational agencies have discretion to determine the specific content of the periodic
progress reports provided to parents of children with disa bilities, and in reporting progress on
annual goals, could choose to include information about the specific transition services that were
provided to a transition- aged student during the time subject to the periodic report.
Question: How should “periodic progress reporting” continue after a child has reached
age 18?
Response : The requirement to provide periodic reports of a child with a disability’s progress
toward meeting the annual goals in his or her IEP continues beyond age 18, assuming that the
child has not graduated from high school with a regular high school diploma, continues to be
eligible for special education and related services, and has not exceeded the age of eligibility for
a free appropriate public education under State law. Be ginning at least one year before a child
reaches the age of majority , the child’s IEP must include a statement that the child has been
informed of his or her rights under Part B of the IDEA, if any, that will transfer to the child on
reaching the age of majority, consistent with 34 CFR §300.520. See 34 CFR §300.320(c). If
parental rights transfer to a student who has reached the age of majority consistent with 34 CFR
§300.520, the periodic progress report would be provided to the student. States could also choose
to provide these progress reports to both the student and his or her parents concurrently. With
respect to reporting the progress of children with disabilities who have reached the age of 18,
please refer to your State regulations regarding age of majority.
Based on section 607(e) of the IDEA, we are informing you that our response is provided as
informal guidance and is not legally binding, but represents an interpretation by the Department
of the IDEA in the context of the specific facts presented.
If you have any further questions, please do not hesitate to contact Lisa Pagano at 202- 245-7413
or by email at Lisa.Pagano@ed.gov
.
Sincerely,
/s/
Ruth E. Ryder
Acting Director
Office of Special Education Programs
Summary
Addresses periodic progress reporting on postsecondary goals on the IEP for students who are 16 or younger if determined by the IEP team.
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